June 2026

radicalcompliance.com · May 29, 2026 · Curated 1 month ago

Compliance Jobs Report: Key Appointments and Promotions Across Industries

This week's Compliance Jobs Report highlights significant personnel movements in the compliance and risk management sectors. Audit and assurance professionals should note the continued demand for specialized compliance expertise, particularly in financial services, technology, and global trade. The report underscores the dynamic nature of compliance roles, with new appointments in AI units, promotions within established institutions, and ongoing recruitment for critical positions, reflecting evolving regulatory landscapes and corporate governance priorities.

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radicalcompliance.com · May 28, 2026 · Curated 1 month ago

Navigating the Challenging Compliance Job Market: Economic Headwinds, AI, and the Rise of Internal Referrals

The compliance job market is currently experiencing a significant slowdown, driven by a confluence of economic uncertainty, political instability, and the disruptive potential of artificial intelligence. Audit and assurance professionals should be aware of these trends as they impact talent acquisition, retention, and the evolving skill sets required for compliance roles. Understanding these dynamics is crucial for strategic workforce planning and career development within the assurance landscape.

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radicalcompliance.com · May 26, 2026 · Curated 1 month ago

Foot Locker Fined for 'Pretaliation' Clauses in Severance Agreements

Foot Locker has been fined $148,000 by the SEC for including "pretaliation" language in severance agreements, which attempted to waive employees' rights to whistleblower awards. This case serves as a critical reminder for internal audit and assurance professionals to scrutinize all employment-related agreements for clauses that could impede whistleblowing, ensuring compliance with Dodd-Frank and SEC regulations, even if such clauses were never enforced.

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radicalcompliance.com · May 24, 2026 · Curated 1 month ago

New York DFS Issues Critical Guidance on Cybersecurity and AI Risks for Financial Firms

The New York Department of Financial Services (DFS) has released two open letters providing crucial guidance on managing cybersecurity risks, particularly in a "heightened threat environment" and concerning advanced AI models. While not formal rule changes, these recommendations are essential for internal auditors and assurance professionals across all industries to understand, as they highlight evolving regulatory expectations and best practices for robust risk management and resilience against sophisticated cyber threats.

News & Blogs · North America Read more

radicalcompliance.com · May 22, 2026 · Curated 1 month ago

Compliance and Audit Leadership Shifts: Key Appointments and Promotions Across Industries

This report details significant personnel changes in compliance and audit roles across various sectors, including technology, finance, and manufacturing. Audit and assurance professionals should note the increasing demand for specialized compliance expertise, particularly in areas like AI governance and anti-corruption, and the strategic importance of chief audit executive roles reporting directly to audit committees and CEOs. These movements highlight evolving corporate governance structures and the critical need for robust internal controls.

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radicalcompliance.com · May 19, 2026 · Curated 1 month ago

SEC Proposes Sweeping Rollbacks to Governance and Reporting Obligations

The SEC has proposed significant changes to corporate governance and reporting requirements, aiming to reduce the burden on small and mid-sized companies to encourage more IPOs. These proposals would exempt a large percentage of public companies from critical regulations like SOX 404(b) internal control audits and Dodd-Frank's executive compensation disclosures, raising concerns for internal audit and assurance professionals regarding investor protection and the integrity of financial reporting.

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radicalcompliance.com · Jun 5, 2026 · Curated 1 month ago

Compliance and Audit Leadership Shifts: Danske Bank Consolidates Risk, Honeywell Spins Off Aerospace, and Key Appointments Across Industries

This report details significant movements in compliance and audit leadership, including Danske Bank's integration of risk and compliance functions under a single chief, the spin-off of Honeywell Aerospace with its own CCO, and numerous other appointments and promotions. For audit and assurance professionals, these changes highlight evolving organizational structures, the increasing importance of integrated risk management, and the demand for specialized compliance expertise across diverse sectors, from finance and tech to education and manufacturing.

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radicalcompliance.com · Jun 2, 2026 · Curated 1 month ago

OFAC Fines FTI Consulting $1.05M for Indirect Sanctions Violations, Issues Broad Warning to Global Businesses

The U.S. Treasury Department's Office of Foreign Assets Control (OFAC) has fined FTI Consulting $1.05 million for indirectly violating sanctions against a Russian bank. This case serves as a critical warning to audit and assurance professionals that indirect financial relationships, even through intermediaries like law firms, do not shield companies from sanctions liability. Internal audit teams should immediately review contracts and payment structures to identify and mitigate similar hidden sanctions risks, especially concerning delayed payments which can be reclassified as prohibited debt.

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radicalcompliance.com · Jun 8, 2026 · Curated 1 month ago

Optimizing AI for Compliance Training: Balancing Innovation with Practicality

Internal audit and assurance professionals should critically evaluate the integration of AI into compliance training programs. While AI offers significant potential for enhancing accessibility and engagement, it's crucial to weigh the benefits against the actual costs and complexities. This article highlights the importance of strategic application, ensuring AI genuinely improves training outcomes rather than becoming an unnecessary expense or distraction.

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protiviti.com · Curated 1 month ago

From Assurance to Decision Intelligence: The Future of Internal Audit

Internal audit is undergoing a significant transformation, moving beyond traditional retrospective assurance to become a proactive provider of decision intelligence. This shift is driven by the need for timely, forward-looking risk insights in today's fast-paced business environment. By leveraging technology and focusing on critical thinking, internal audit can influence outcomes and enhance its value proposition to organizations.

News & Blogs · North America Read more